OTC Markets Group Inc

Financial Qualifications Specialist

Washington, DC, DC - Full Time

OTC Markets Group Inc., operator of premier US financial marketplaces, is seeking an Associate level Qualifications Specialist to join our Issuer Services team located in the Navy Yard part of Washington, DC. 

Please note OTC Markets is currently operating in a hybrid work environment (three days in office, two days remotely).

Our Core Values are incorporated in each aspect of our Company. We encourage autonomy, professionally passionate discussions of opposing viewpoints, creativity, and transparency. We are Open, Transparent, and Connected. We are OTC strong. At OTC Markets, we all win together.

We invest heavily in employee satisfaction and offer all our employees a highly competitive compensation package. As a dynamic, growing company that fosters an open culture, we emphasize autonomy, responsibility, innovation, and self-discipline. We are looking for someone who wants to make an impressive impact at a company known for its reputation on quality and achievement.


Responsibilities:
  • Process listing applications and agreements, including conducting background checks and determining qualifications based on listing rules and work with issuers and related service providers during application process.
  • Monitor ongoing compliance with qualifications and marketplace rules, including reviewing company financial reports, news and corporate action history.   Send deficiencies to identified issuers.
  • Assist with the creation, development, and review of relevant procedures.
  • Collection and verify public company profile data published for investors, broker dealers, other market participant.
  • Provide customer support and information on listing qualifications, disclosure procedures, and various products and services.

Qualifications:
  • Bachelor’s Degree, preferably in Accounting, Finance, Business, or Economics. 
  • 1-2 years experience in a compliance, financial, accounting or similarly related role.
  • Familiarity and ability to read/understand financial reporting, including quarterly and annual financial reports.
  • Ability to conduct research, fact finding and critical analysis of publicly traded companies.
  • Willing to work collaboratively in an open office setting with a small, close-knit team.
  • Self-motivated, fast-learner, and able to work well with a team and individually.
  • Strong communication and interpersonal skills, with the ability to work effectively with diverse groups of people at various levels within the organization. 
  • Significant levels of customer communication and support both over the telephone and via email.
  • Detail-oriented and able to adhere to specific procedural requirements.
  • Ability to work on and prioritize multiple tasks with tight deadlines.
Salary offered for this position is up to $75,000 annually. In addition, the position is eligible for discretionary annual bonus program and equity.
 

BENEFITS:

  • Generous Paid Time Off (PTO)
  • Health, Dental, and Vision Coverage
  • Health Savings Account (HSA)
  • Flexible Spending Accounts (FSA) Dependent & Healthcare
  • Limited Purpose Flexible Spending Account (LPFSA)
  • Generous Paid Parental Leave Program
  • Annual bonus and Stock Incentive Program
  • 401(K) Plan - Retirement
  • Commuter Transit & Parking Program
  • Income Protection (Life Insurance, Short- & Long-Term Disability)
  • Voluntary Benefits (Accident, Critical Illness, & Hospital Indemnity)
     

For more information about OTC Markets Group, please visit our public policy advocacy and careers page.  No calls or e-mails please.  No third-party recruiters.

Come as you are and just be you. We are an equal opportunity and e-verify employer and prohibit discrimination and harassment of any kind. All employment decisions are based on business needs, job requirements, and individual qualifications, without regard to race, creed, color, religion, gender, national origin, age, marital status, political belief, physical or mental disability, sexual orientation, military or veteran status, genetic information, family or parental status, gender identity, pregnancy, including childbirth or related medical condition, or any other characteristic protected by federal, state, or local law. We encourage applicants of all ages and backgrounds.

OTC Markets Group Inc. (OTCQX: OTCM) operates regulated markets for trading 12,000 U.S. and international securities. Our data-driven disclosure standards form the foundation of our three public markets: OTCQX® Best Market, OTCQB® Venture Market and Pink® Open Market.  

Our OTC Link® Alternative Trading Systems (ATSs) provide critical market infrastructure that broker-dealers rely on to facilitate trading. Our innovative model offers companies more efficient access to the U.S. financial markets. 

OTC Link ATS, OTC Link ECN and OTC Link NQB are each an SEC regulated ATS, operated by OTC Link LLC, a FINRA and SEC registered broker-dealer, member SIPC. 

Applicants have rights under the federal law:

Equal Employment Opportunity is the Law

Polygraph Protection Act

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